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Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED
NASHVILLE, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Aug 7, 2006 | n/a | yes | NASHVILLE, TN | Current employment |
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | n/a | Jul 10, 2003 | Aug 10, 2006 | no | BIRMINGHAM, AL | Previous registration |
| AMSOUTH INVESTMENT SERVICES, INC. | n/a | Feb 11, 2003 | Aug 18, 2003 | no | NASHVILLE, TN|NASHVILLE, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Aug 10, 2006 | Aug 7, 2006 | -3 | Firm change | Other |
| AMSOUTH INVESTMENT SERVICES, INC. | AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC | Aug 18, 2003 | Jul 10, 2003 | -39 | Firm change after gap | Other |