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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

DYLAN SQUEO

Advisor at ADVICE AND PLANNING SERVICES

New York, NY | MELVILLE, NY

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:53 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Mar 1, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ADVICE AND PLANNING SERVICES
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 31, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 4
Exams: S63|S65
First exam: Mar 31, 2014
First registration: Mar 1, 2018
Dual registered: yes, broker-dealer
Other names: DYLAN ANDREW SQUEO|Dylan Squeo
IAPD individual key: 6295829

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ADVICE AND PLANNING SERVICES	Bd affiliated wealth	Aug 28, 2026	n/a	yes	MELVILLE, NY\|New York, NY	Current employment
CITI PRIVATE ADVISORY, LLC	Former SEC adviser	Nov 30, 2021	Jun 30, 2010	no	New York, NY\|New York, NY\|New York, NY\|New York, NY\|New York, NY\|New York, NY	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Nov 30, 2021	Aug 25, 2026	no	NEW YORK, NY\|NEW YORK, NY\|New York, NY\|NEW YORK, NY\|NEW YORK, NY\|New York, NY	Previous registration
RBC ROCHDALE, LLC	Bd affiliated wealth	Mar 1, 2018	Dec 12, 2021	no	NEW YORK, NY\|NEW YORK, NY	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CITIGROUP GLOBAL MARKETS INC.	ADVICE AND PLANNING SERVICES	Aug 25, 2026	Aug 28, 2026	3	Firm change	Ibd to ibd
RBC ROCHDALE, LLC	CITI PRIVATE ADVISORY, LLC	Dec 12, 2021	Nov 30, 2021	-12	Firm change	Other
CITI PRIVATE ADVISORY, LLC	CITIGROUP GLOBAL MARKETS INC.	Jun 30, 2010	Nov 30, 2021	4,171	Bulk transfer	Other

Relationships

Registered with (4)

→ ADVICE AND PLANNING SERVICESRegistered adviserregistration: current employment
Aug 28, 2026 to presentfactForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Nov 30, 2021 to Aug 25, 2026factForm ADV
→ RBC ROCHDALE, LLCRegistered adviserregistration: previous registration
Mar 1, 2018 to Dec 12, 2021factForm ADV
→ CITI PRIVATE ADVISORY, LLCRegistered adviserregistration: previous registration
Nov 30, 2021 to Jun 30, 2010factForm ADV

Dated events

Occurred
Aug 25, 2026
Advisor changed firm
Dylan Squeo left Citigroup Global Markets Inc. for Advice And Planning Services (registered 2026-08-28)
Form ADVobserved 5 days ago