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Advisor at ECT ADVISORY, LLC
LEWES, DE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ECT ADVISORY, LLC | State registered | Feb 10, 2014 | n/a | yes | LEWES, DE | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Mar 11, 2008 | Oct 22, 2013 | no | GULF BREEZE, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | ECT ADVISORY, LLC | Oct 22, 2013 | Feb 10, 2014 | 111 | Firm change | Other |