DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

ANNA S SOMOZA

Advisor at INSIGNEO ADVISORY SERVICES, LLC

MIAMI, FL | KEY BISCAYNE, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02150530-d159-a807-d564-4c1daa3be54a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 12:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jan 27, 1995 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: INSIGNEO ADVISORY SERVICES, LLC
Current firm class: mixed wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 23, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 3
Exams: S63
First exam: Mar 23, 1993
First registration: Jan 27, 1995
Dual registered: yes, broker-dealer
Other names: ANNA SOLORZANO|ANNA SOLORZANO RIVERO|ANNA MARIA SOMOZA
IAPD individual key: 1599663

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
INSIGNEO ADVISORY SERVICES, LLC	Mixed wealth	Aug 10, 2023	n/a	yes	MIAMI, FL\|KEY BISCAYNE, FL	Current employment
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Aug 11, 2023	no	MIAMI, FL\|Miami, FL	Previous registration
MORGAN STANLEY & CO. LLC	n/a	Sep 11, 2008	Jun 11, 2009	no	NEW YORK, NY\|MIAMI, FL	Previous registration
UBS INTERNATIONAL INC.	n/a	Jun 3, 2002	Sep 29, 2008	no	CORAL GABLES, FL\|CORAL GABLES, FL	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jan 27, 1995	Jun 1, 2002	no	CORAL GABLES, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	INSIGNEO ADVISORY SERVICES, LLC	Aug 11, 2023	Aug 10, 2023	-1	Firm change	Wirehouse to RIA
MORGAN STANLEY & CO. LLC	MORGAN STANLEY	Jun 11, 2009	Jun 1, 2009	-10	Bulk transfer	Other
UBS INTERNATIONAL INC.	MORGAN STANLEY & CO. LLC	Sep 29, 2008	Sep 11, 2008	-18	Firm change	Other
UBS FINANCIAL SERVICES INC.	UBS INTERNATIONAL INC.	Jun 1, 2002	Jun 3, 2002	2	Bulk transfer	Other

Relationships

Registered with (5)

→ INSIGNEO ADVISORY SERVICES, LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Aug 11, 2023factForm ADV
→ MORGAN STANLEY & CO. LLCRegistered adviserregistration: previous registration
Sep 11, 2008 to Jun 11, 2009factForm ADV
→ UBS INTERNATIONAL INC.Registered adviserregistration: previous registration
Jun 3, 2002 to Sep 29, 2008factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jan 27, 1995 to Jun 1, 2002factForm ADV

Dated events

Occurred
Aug 11, 2023
Advisor changed firm
Anna S Somoza left Morgan Stanley for Insigneo Advisory Services, Llc (registered 2023-08-10)
Form ADVobserved 4 days ago