DFX Intelligence

C•••• C•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner22 years in industry

C•••• C•••••• G•••••

Advisor at F••••••

Pittston, PA | SAN FRANCISCO, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0216d5a2-b8b0-24f7-f63f-86b7dc879dc8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:52 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Mar 9, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 12, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••••••	Independent wealth	Mar 26, 2026	n/a	yes	Pittston, PA\|SAN FRANCISCO, CA\|Pittston, PA	Current employment
G••••• W••••• M•••••••••	Former SEC adviser	Jan 23, 2019	Mar 27, 2026	no	PITTSTON, PA\|WILKES-BARRE, PA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
G••••• W••••• M•••••••••	F••••••	Mar 27, 2026	Mar 26, 2026	-1	Firm change	RIA to RIA
S•••••• N••••••• • C••••••• I•••••••••	G••••• W••••• M•••••••••	Jan 30, 2019	Jan 23, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
299522:302050:PA:2026-03-27	Mar 27, 2026	Mar 26, 2026	WILKESBARRE, PA	Firm change
793:299522:PA:2019-01-30	Jan 30, 2019	Jan 23, 2019	WILKESBARRE, PA	Firm change

Relationships

Registered with (5)

→ F••••••Registered adviserregistration: current employment
Mar 26, 2026 to presentfactForm ADV
→ G••••• W••••• M•••••••••Registered adviserregistration: previous registration
Jan 23, 2019 to Mar 27, 2026factForm ADV
→ S•••••• N••••••• • C••••••• I•••••••••Registered adviserregistration: previous registration
Sep 25, 2009 to Jan 30, 2019factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0216d5a2-b8b0-24f7-f63f-86b7dc879dc8
First observed: Mar 9, 2005
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.