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Reading the graph
Advisor at SOUND CAPITAL
LITTLE ROCK, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SOUND CAPITAL | State registered | Oct 7, 2019 | n/a | yes | LITTLE ROCK, AR | Current employment |
| Stephens | Bd affiliated wealth | Jan 8, 2013 | Feb 5, 2019 | no | LITTLE ROCK, AR|FAYETTEVILLE, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| Stephens | SOUND CAPITAL | Feb 5, 2019 | Oct 7, 2019 | 244 | Firm change | Ibd to state RIA |