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Advisor at RAYMOND JAMES & ASSOCIATES, INC.
OMAHA, NE
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RAYMOND JAMES & ASSOCIATES, INC. | National bd RIA | Apr 12, 2018 | n/a | yes | OMAHA, NE | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Sep 4, 2009 | May 10, 2018 | no | OMAHA, NE | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Aug 31, 2009 | no | Omaha, NE | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 11, 2002 | Jun 1, 2009 | no | OMAHA, NE|OMAHA, NE | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | RAYMOND JAMES & ASSOCIATES, INC. | May 10, 2018 | Apr 12, 2018 | -28 | Firm change | Wirehouse to ibd |
| MORGAN STANLEY | WELLS FARGO ADVISORS | Aug 31, 2009 | Sep 4, 2009 | 4 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:705:NE:2018-05-10 | May 10, 2018 | Apr 12, 2018 | OMAHA, NE | Firm change |