DFX Intelligence

T••••• G•••• A••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)44 years in industry

T••••• G•••• A••••••

Advisor at M•• I•••••••• S•••••••• L••

BONITA SPRINGS, FL | NAPLES, FL

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Search this name across graphsid dfx:ria:02237498-a076-fbf1-72ec-857f1253cc40

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:12 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Nov 28, 1998 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•• I•••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 1981earliest registration or exam on IAPD
Years in industry: 44derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•• I•••••••• S•••••••• L••	Bd affiliated wealth	Mar 29, 2023	n/a	yes	BONITA SPRINGS, FL\|NAPLES, FL	Current employment
M•• F•••••••• S•••••••• I•••	Former SEC adviser	Jan 2, 2015	Mar 25, 2017	no	NEWBURYPORT, MA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• F•••••••• S•••••••• I•••	M•• I•••••••• S•••••••• L••	Mar 25, 2017	Mar 29, 2023	2,195	Bulk transfer	Other
N•• E•••••• S••••••••• C•••••••••	M•• F•••••••• S•••••••• I•••	Jan 2, 2015	Jan 2, 2015

Relationships

Registered with (6)

→ M•• I•••••••• S•••••••• L••Registered adviserregistration: current employment
Mar 29, 2023 to presentfactForm ADV
→ M•• F•••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 2, 2015 to Mar 25, 2017factForm ADV
→ N•• E•••••• S••••••••• C•••••••••Registered adviserregistration: previous registration
Sep 13, 2007 to Jan 2, 2015factForm ADV
→ E•••••••• A•••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02237498-a076-fbf1-72ec-857f1253cc40
First observed: Nov 28, 1998
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.