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N••••• N••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor10 years in industry

N••••• N••••••

Advisor at G•• R••••••••• P•••••••

FARMINGDALE, ME

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Search this name across graphsid dfx:ria:022492f1-ddd4-379a-3bd8-1e3102999882

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jan 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G•• R••••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
G•• R••••••••• P•••••••	Independent wealth	Oct 18, 2024	n/a	yes	FARMINGDALE, ME	Current employment
A••••••• A••••• L••	Independent wealth	Sep 8, 2020	Oct 18, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• A••••• L••	G•• R••••••••• P•••••••	Oct 18, 2024	Oct 18, 2024	0	Firm change	RIA to new firm
P••••••• A•••••••	A••••••• A••••• L••	Sep 15, 2020

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
290575:158282:MI:2020-09-15	Sep 15, 2020	Sep 8, 2020	HOLLAND, MI	Firm change
157423:290575:NC:2018-03-16	Mar 16, 2018	Mar 16, 2018	CORNELIUS, NC	Firm change

Relationships

Registered with (4)

→ G•• R••••••••• P•••••••Registered adviserregistration: current employment
Oct 18, 2024 to presentfactForm ADV
→ A••••••• A••••• L••Registered adviserregistration: previous registration
Sep 8, 2020 to Oct 18, 2024factForm ADV
→ P••••••• A•••••••Registered adviserregistration: previous registration
Mar 16, 2018 to Sep 15, 2020factForm ADV
→ A•••••••• C•••••• M•••••••••

Dated events

Occurred
Oct 18, 2024
Advisor changed firm
N••••• N•••••• left A••••••• A••••• L•• for G•• R••••••••• P••••••• (registered 2024-10-18)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:022492f1-ddd4-379a-3bd8-1e3102999882
First observed: Jan 17, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.