DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

DHR INVESTMENT COUNSEL LTD

CRD 109546

OAKLAND, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0225e677-2244-3109-eef5-49ffccc685e2

Data as of Mar 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Mar 30, 2012 to Mar 22, 2022
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $470MItem 5.F on the latest filing (2022-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $418M
Private client RAUM: $457MderivedItem 5.D individuals plus high net worth individuals
Private client share: 97%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 4
Advisory employees: 2
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 727
Individual clients: 68
High net worth clients: 88
Custody, client assets: $33.6M
SEC number: 801-55162
CRD: 109546
Filings on the tape: 14
First filed: Mar 30, 2012
Latest filed: Mar 22, 2022
Organised: Corporation, California

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
RIEMER, DAVIS, HANS	CHIEF EXECUTIVE OFFICER	D	yes	10/1998	Mar 30, 2012	Mar 22, 2022
ROTHMANRIEMER, MARY, LOUISE	CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, AND DIRECTOR OF TRADING	D	yes	10/1998	Mar 30, 2012	Mar 22, 2022

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 22, 2022	$470M	$418M	4	2	0	n/a	n/a
2020	Mar 26, 2021	$438M	$363M	6	3	0	n/a	n/a
2019	Mar 30, 2020	$416M	$353M	6	3	0	n/a	n/a
2018	Mar 28, 2019	$349M	$289M	6	3	0	n/a	n/a
2017	Mar 29, 2018	$381M	$323M	5	3	0	n/a	n/a
2016	Mar 2, 2017	$341M	$305M	6	3	n/a	n/a	n/a
2015	Mar 30, 2016	$326M	$295M	6	3	n/a	n/a	n/a
2014	Mar 31, 2015	$327M	$289M	6	3	n/a	n/a	n/a
2013	Mar 19, 2014	$305M	$269M	4	3	n/a	n/a	n/a
2012	Apr 1, 2013	$266M	$234M	6	2	n/a	n/a	n/a
2011	Mar 30, 2012	$295M	$204M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$470M	$438M	7.4%	$349M	10.4%	4	6	0	0

Relationships

Controls (2)

← ROTHMANRIEMER, MARY, LOUISEOwnerCHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, AND DIRECTOR OF TRADING, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV
← RIEMER, DAVIS, HANSOwnerCHIEF EXECUTIVE OFFICER, ownership code D, individual
Mar 30, 2012 to presentfactForm ADV

Registered with (1)

← SHANNON NICOLE STONEAdvisorregistration: previous registration
Apr 8, 2015 to Feb 16, 2022factForm ADV

Dated events

Occurred
Feb 16, 2022
Advisor changed firm
Shannon Nicole Stone left Dhr Investment Counsel Ltd for Griffin Black, Llc (registered 2022-03-30)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0225e677-2244-3109-eef5-49ffccc685e2
First observed: Mar 30, 2012
Last observed: Mar 22, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DHR INVESTMENT COUNSEL LTD

CRD 109546

OAKLAND, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:0225e677-2244-3109-eef5-49ffccc685e2

Data as of Mar 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 4:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

RIEMER, DAVIS, HANS

CHIEF EXECUTIVE OFFICER

yes

10/1998

Mar 30, 2012

Mar 22, 2022

ROTHMANRIEMER, MARY, LOUISE

CHIEF COMPLIANCE OFFICER, CHIEF FINANCIAL OFFICER, AND DIRECTOR OF TRADING

yes

10/1998

Mar 30, 2012

Mar 22, 2022

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 22, 2022

$470M

$418M

n/a

2020

Mar 26, 2021

$438M

$363M

n/a

2019

Mar 30, 2020

$416M

$353M

n/a

2018

Mar 28, 2019

$349M

$289M

n/a

2017

Mar 29, 2018

$381M

$323M

n/a

2016

Mar 2, 2017

$341M

$305M

n/a

2015

Mar 30, 2016

$326M

$295M

n/a

2014

Mar 31, 2015

$327M

$289M

n/a

2013

Mar 19, 2014

$305M

$269M

n/a

2012

Apr 1, 2013

$266M

$234M

n/a

2011

Mar 30, 2012

$295M

$204M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$470M

$438M

7.4%

$349M

10.4%