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Advisor at LINCOLN INVESTMENT
Fort Washington, PA | ANDERSON, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LINCOLN INVESTMENT | Independent wealth | Oct 31, 2018 | n/a | yes | ANDERSON, IN|Fort Washington, PA | Current employment |
| LEGEND ADVISORY, LLC | Former SEC adviser | Aug 13, 2012 | Oct 4, 2019 | no | ANDERSON, IN|PALM BEACH GARDENS, FL | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Nov 16, 2009 | May 15, 2012 | no | NOBLESVILLE, IN|FISHERS, IN|FISHERS, IN | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Nov 3, 2009 | no | ANDERSON, IN|ANDERSON, IN | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Aug 19, 2004 | Jan 1, 2008 | no | MUNCIE, IN|MUNCIE, IN|ST. LOUIS, MO|ANDERSON, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LEGEND ADVISORY, LLC | LINCOLN INVESTMENT | Oct 4, 2019 | Oct 31, 2018 | -338 | Bulk transfer | Ibd to ibd |
| CHASE INVESTMENT SERVICES CORP. | LEGEND ADVISORY, LLC | May 15, 2012 | Aug 13, 2012 | 90 | Firm change | Other |
| WELLS FARGO ADVISORS | CHASE INVESTMENT SERVICES CORP. | Nov 3, 2009 | Nov 16, 2009 | 13 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |