DFX Intelligence

S•••••• S•••• L••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserstate registeredstate registeredRAUM none

S•••••• S•••• L••••••

CRD 136506

TARRYTOWN, NY

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Search this name across graphsid dfx:ria:022abf77-7fea-ab2d-83b1-5426e7640e5e

Data as of Jun 11, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2026 to Jun 11, 2026
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Private client RAUM: $0derived••• Locked
Employees: 3
Advisory employees: 2
Offices: 1Schedule D 1.F, beyond the principal office
CRD: 136506
Filings on the tape: 1
First filed: Jun 11, 2026

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
P••• J•••• S••••	n/a	TARRYTOWN, NY	9	41	1	yes
S••••• B• S••••••	n/a	Pittsburgh, PA \| TARRYTOWN, NY	4	38

Relationships

Registered with (2)

← S••••• B• S••••••Advisorregistration: current employment
Feb 17, 2026 to presentfactForm ADV
← P••• J•••• S••••Advisorregistration: current employment
Dec 18, 2025 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:022abf77-7fea-ab2d-83b1-5426e7640e5e
First observed: Jun 11, 2026
Last observed: Jun 11, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.