DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

EDWARD WILLIAMS RICKER

Advisor at MML INVESTORS SERVICES, LLC

South Jordan, UT | Lehi, UT

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:022d496e-90e5-d06f-7a9d-cb84266e9843

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 3:18 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: May 8, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MML INVESTORS SERVICES, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 15, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Apr 15, 2012
First registration: May 8, 2012
Dual registered: yes, broker-dealer
Other names: TED WILLIAMS RICKER|EDWARD W RICKER|EDWARD WILLIAMS RICKER|EDWARD WILLIAMS RICKER
IAPD individual key: 6008239

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jul 26, 2024	n/a	yes	South Jordan, UT\|Lehi, UT	Current employment
MORGAN STANLEY	Wirehouse	Jan 12, 2023	Jun 12, 2024	no	Sandy, UT	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Jun 13, 2014	Sep 5, 2023	no	ARLINGTON, VA\|SANDY, UT\|WASHINGTON, DC\|SANDY, UT	Previous registration
VALIC FINANCIAL ADVISORS, INC.	Bd affiliated wealth	May 8, 2012	Jan 24, 2013	no	LAS VEGAS, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	MML INVESTORS SERVICES, LLC	Jun 12, 2024	Jul 26, 2024	44	Firm change	Wirehouse to ibd
E*TRADE CAPITAL MANAGEMENT, LLC	MORGAN STANLEY	Sep 5, 2023	Jan 12, 2023	-236	Bulk transfer	RIA to wirehouse
VALIC FINANCIAL ADVISORS, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Jan 24, 2013	Jun 13, 2014	505	Firm change after gap	Other

Relationships

Registered with (4)

→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: current employment
Jul 26, 2024 to presentfactForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jan 12, 2023 to Jun 12, 2024factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 13, 2014 to Sep 5, 2023factForm ADV
→ VALIC FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
May 8, 2012 to Jan 24, 2013factForm ADV

Dated events

Occurred
Jun 12, 2024
Advisor changed firm
Edward Williams Ricker left Morgan Stanley for Mml Investors Services, Llc (registered 2024-07-26)
Form ADVobserved 6 days ago