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RIA / WealthAdvisorChartered Financial Analyst23 years in industry

GEORGE JONES KIMBALL

Advisor at NEEDHAM ADVISORY CORPORATION

NORTH ANDOVER, MA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 5:06 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Sep 8, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NEEDHAM ADVISORY CORPORATION
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 3
Designations: Chartered Financial Analyst
Exams: S63
First exam: Sep 7, 2006
First registration: Sep 8, 2003
Dual registered: no
IAPD individual key: 1108380

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NEEDHAM ADVISORY CORPORATION	Independent wealth	Sep 26, 2018	n/a	yes	NORTH ANDOVER, MA	Current employment
KIMBALL CAPITAL MANAGEMENT LLC	n/a	Feb 23, 2016	Oct 16, 2018	no	LEXINGTON, MA	Previous registration
HARBOR POINT CAPITAL MANAGEMENT, LLC	State registered	Jun 8, 2015	Jan 29, 2016	no	WOBURN, MA	Previous registration
CAPITAL SECURITY ADVISORS LLC	Former SEC adviser	Mar 10, 2014	Aug 18, 2014	no	BOSTON, MA	Previous registration
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Former SEC adviser	Sep 17, 2012	Apr 3, 2013	no	SAN FRANCISCO, CA	Previous registration
COLUMBIA MANAGEMENT ADVISORS, INC.	n/a	Sep 8, 2003	Feb 23, 2005	no	BOSTON, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KIMBALL CAPITAL MANAGEMENT LLC	NEEDHAM ADVISORY CORPORATION	Oct 16, 2018	Sep 26, 2018	-20	Firm change	Other
HARBOR POINT CAPITAL MANAGEMENT, LLC	KIMBALL CAPITAL MANAGEMENT LLC	Jan 29, 2016	Feb 23, 2016	25	Firm change	Other
CAPITAL SECURITY ADVISORS LLC	HARBOR POINT CAPITAL MANAGEMENT, LLC	Aug 18, 2014	Jun 8, 2015	294	Firm change	Other
J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	CAPITAL SECURITY ADVISORS LLC	Apr 3, 2013	Mar 10, 2014	341	Firm change	Other
COLUMBIA MANAGEMENT ADVISORS, INC.	J.P. MORGAN PRIVATE WEALTH ADVISORS LLC	Feb 23, 2005	Sep 17, 2012	2,763	Firm change after gap	Other

Relationships

Registered with (6)

→ NEEDHAM ADVISORY CORPORATIONRegistered adviserregistration: current employment
Sep 26, 2018 to presentfactForm ADV
→ KIMBALL CAPITAL MANAGEMENT LLCRegistered adviserregistration: previous registration
Feb 23, 2016 to Oct 16, 2018factForm ADV
→ HARBOR POINT CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Jun 8, 2015 to Jan 29, 2016factForm ADV
→ CAPITAL SECURITY ADVISORS LLCRegistered adviserregistration: previous registration
Mar 10, 2014 to Aug 18, 2014factForm ADV
→ J.P. MORGAN PRIVATE WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Sep 17, 2012 to Apr 3, 2013factForm ADV
→ COLUMBIA MANAGEMENT ADVISORS, INC.Registered adviserregistration: previous registration
Sep 8, 2003 to Feb 23, 2005factForm ADV

Dated events

No dated event names this entity yet.