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CRD 165892
G••••••••, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D••••• C••••••••• T••••• | Chartered Financial Analyst | G••••••••, CT | 10 | 31 | 1 | no |
| J•••••• D••••• E•••• | n/a | G••••••••, CT | Irvine, CA | 8 | 40 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| C••••••••• G••••• O••••••••• M••••• F•••• L••• | Hedge Fund | $0 | Oct 10, 2013 | 0 | Jan 24, 2013 | dropped | n/a |
| C••••••••• G••••• O••••••••• F•••• L• | Hedge Fund | $0 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E••••• J••••••• D••••• | Principal | A | yes | 12/2017 | Jun 24, 2024 | Jun 24, 2024 |
| T•••••• D•••••• C••••••••• | MANAGING PARTNER & CHIEF COMPLIANCE OFFICER | E | yes | 01/2019 | Jun 24, 2024 | Jun 24, 2024 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Irvine | CA | United States | 1 | no |
| NEW YORK | NY | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 10, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 0 | 1 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $293M | $163M | 80.1% | n/a | n/a | 4 | 2 | 4 | 2 |
| no |
| C••••••••• K••••• | Certified Financial Planner | G••••••••, CT | New York, NY | Rio Verde, AZ | 0 | 31 | 1 | no |
| D••••• J•• P•••••• | n/a | New Rochelle, NY | G••••••••, CT | 0 | 23 | 1 | no |
| A•••••••• T••••• | n/a | G••••••••, CT | 0 | 10 | n/a | no |
| 0 |
| Oct 26, 2012 |
| dropped |
| n/a |
| Principal |
| B |
| no |
| 01/2014 |
| Jun 24, 2024 |
| Jun 24, 2024 |
| $293M |
| $256M |
| 4 |
| 4 |
| 4 |
| n/a |
| n/a |
| 2024 | Mar 3, 2025 | $163M | $162M | 2 | 2 | 2 | n/a | n/a |