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Reading the graph
Advisor at ST. GERMAIN INVESTMENT MANAGEMENT
SPRINGFIELD, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ST. GERMAIN INVESTMENT MANAGEMENT | Independent wealth | Jan 18, 2011 | n/a | yes | SPRINGFIELD, MA | Current employment |
| ST. GERMAIN INVESTMENT MANAGEMENT | Independent wealth | Oct 26, 2010 | Dec 31, 2010 | no | SPRINGFIELD, MA | Previous registration |
| ST. GERMAIN SECURITIES, INC. | n/a | Jul 7, 2004 | Oct 25, 2010 | no | SPRINGFIELD, MA|SPRINGFIELD, MA|HARTFORD, CT | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ST. GERMAIN SECURITIES, INC. | ST. GERMAIN INVESTMENT MANAGEMENT | Oct 25, 2010 | Oct 26, 2010 | 1 | Firm change | Other |