DFX Intelligence
Reading the graph
Reading the graph
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Advisor at M••••• G••••• A••••••• I•••
DENVER, CO | MINNEAPOLIS, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M••••• G••••• A••••••• I••• | Independent wealth | Jun 30, 2022 | n/a | yes | MINNEAPOLIS, MN|DENVER, CO | Current employment |
| F••• F•••••••• C••••••••• | Former SEC adviser | May 12, 2022 | Dec 21, 2022 | no | BLOOMINGTON, MN |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| F••• F•••••••• C••••••••• | M••••• G••••• A••••••• I••• | Dec 21, 2022 | Jun 30, 2022 | -174 | Firm change after gap | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 288396:147363:MN:2022-12-21 | Dec 21, 2022 | Jun 30, 2022 | BLOOMINGTON, MN | Firm change after gap |