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CRD 110342
WEST HOLLYWOOD, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| A•••• M•• R••••••••• | n/a | WEST HOLLYWOOD, CA | West Hollywood, CA | 29 | 45 | n/a | no |
| A•••• A•• N••• K•• | n/a | WEST HOLLYWOOD, CA | 14 | 26 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| M•••• I••••• A•• G••••• F•••• L••• | Hedge Fund | $59.7M | Sep 23, 2024 | 30 | Mar 29, 2012 | reported | n/a |
| E• C••••• F•••• L••• | Hedge Fund | $53.6M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| R••••••••• A••••• M•• | President | D | yes | 02/1981 | Mar 29, 2012 | Sep 23, 2024 |
| R••••••••• A•••••• S••••• | SECRETARY/CHIEF COMPLIANCE OFFICER | D | yes | 02/1981 | Mar 29, 2012 | Sep 23, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| A•••• M•• R••••••••• | n/a | n/a | n/a | Y | no | n/a |
| N•• P•••••• R••••• C••••••••• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2024 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $603M | $542M | 11.2% | $542M | 3.6% | 4 | 4 | 1 | 1 |
| no |
| K••• D•••• P•••• | n/a | WEST HOLLYWOOD, CA | 6 | 12 | n/a | no |
| 31 |
| Mar 29, 2012 |
| reported |
| n/a |
| E• C••••• E••••• F•••• L••• | Hedge Fund | $40.7M | Sep 23, 2024 | 34 | Mar 29, 2012 | reported | n/a |
| VICE PRESIDENT / PORTFOLIO MANAGER |
| Na |
| no |
| 02/2000 |
| Mar 29, 2012 |
| Sep 23, 2024 |
| Sep 23, 2024 |
| $573M |
| $573M |
| 4 |
| 4 |
| 1 |
| 3 |
| $154M |
| 2023 | Sep 28, 2023 | $542M | $542M | 4 | 4 | 1 | 3 | $135M |
| 2022 | Sep 29, 2022 | $501M | $501M | 4 | 4 | 1 | 3 | $153M |
| 2021 | Sep 28, 2021 | $542M | $542M | 4 | 4 | 1 | 3 | $130M |
| 2020 | Sep 25, 2020 | $463M | $463M | 4 | 4 | 0 | 3 | $116M |
| 2019 | Sep 12, 2019 | $476M | $476M | 3 | 3 | 0 | 3 | $94.1M |
| 2018 | Sep 27, 2018 | $452M | $452M | 3 | 3 | 0 | 3 | $106M |
| 2017 | Sep 25, 2017 | $457M | $457M | 3 | 3 | n/a | 3 | $92.0M |
| 2016 | Sep 26, 2016 | $451M | $451M | 3 | 3 | n/a | 3 | $89.2M |
| 2015 | Sep 24, 2015 | $458M | $458M | 3 | 3 | n/a | 3 | $91.6M |
| 2014 | Sep 26, 2014 | $495M | $495M | 3 | 3 | n/a | 3 | $90.2M |
| 2013 | Sep 17, 2013 | $463M | $463M | 3 | 3 | n/a | 3 | $78.7M |
| 2012 | Sep 21, 2012 | $397M | $397M | n/a | n/a | n/a | 3 | $70.7M |