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J••••••• G•• R•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst27 years in industry

J••••••• G•• R•••••

Advisor at C••• C••••••• L••

CHICAGO, IL | Brookfield, WI

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Search this name across graphsid dfx:ria:023ed2c4-2d6f-b92f-4b19-4ca83586357c

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Sep 22, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••• C••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 9, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
C••• C••••••• L••	Independent wealth	Oct 1, 2018	n/a	yes	Brookfield, WI\|CHICAGO, IL	Current employment
J• I••••••••• M••••••••• L••	Former SEC adviser	May 14, 2008	Nov 2, 2018	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J• I••••••••• M••••••••• L••	C••• C••••••• L••	Nov 2, 2018	Oct 1, 2018	-32	Firm change after gap	RIA to RIA
P•••••• M••••••••• I••	J• I••••••••• M••••••••• L••	Jun 3, 2008

Relationships

Registered with (3)

→ C••• C••••••• L••Registered adviserregistration: current employment
Oct 1, 2018 to presentfactForm ADV
→ J• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
May 14, 2008 to Nov 2, 2018factForm ADV
→ P•••••• M••••••••• I••Registered adviserregistration: previous registration
Mar 7, 2005 to Jun 3, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:023ed2c4-2d6f-b92f-4b19-4ca83586357c
First observed: Sep 22, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.