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T••• E•••••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor18 years in industry

T••• E•••••••• S••••••

Advisor at T•• A•••••

LUMBERTON, NJ

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Search this name across graphsid dfx:ria:02412532-c5cf-83f6-a500-7e236ad5ca71

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 4
On other graphs: 0
Observed: Oct 23, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• A•••••
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
T•• A•••••	State registered	Oct 21, 2025	n/a	yes	LUMBERTON, NJ	Current employment
T•• A•••• P•••••••• L••	Other adviser	May 3, 2024	Nov 4, 2024	no	OLD BRIDGE, NJ\|Jersey City, NJ

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• A•••• P•••••••• L••	T•• A•••••	Nov 4, 2024	Oct 21, 2025	351	Firm change	Other
C••••• I••••••••• A••••••• L••	T•• A•••• P•••••••• L••	Mar 12, 2024

Relationships

Registered with (9)

→ T•• A•••••Registered adviserregistration: current employment
Oct 21, 2025 to presentfactForm ADV
→ T•• A•••• P•••••••• L••Registered adviserregistration: previous registration
May 3, 2024 to Nov 4, 2024factForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
Aug 10, 2023 to Mar 12, 2024factForm ADV
→ S••••••• F•••••••• S•••••••• I•••

Dated events

Occurred
Nov 4, 2024
Advisor changed firm
T••• E•••••••• S•••••• left T•• A•••• P•••••••• L•• for T•• A••••• (registered 2025-10-21)
Form ADVobserved 7 days ago
Occurred
Mar 12, 2024
Advisor changed firm
T••• E•••••••• S•••••• left C••••• I••••••••• A••••••• L•• for T•• A•••• P•••••••• L•• (registered 2024-05-03)
Form ADVobserved 7 days ago
Occurred
Dec 9, 2022
Advisor changed firm
T••• E•••••••• S•••••• left E•••• S••••••••• L•• for S••••••• F•••••••• S•••••••• I••• (registered 2022-12-20)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02412532-c5cf-83f6-a500-7e236ad5ca71
First observed: Oct 23, 2012
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.