DFX Intelligence

C••••••••• R••••• T••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor28 years in industry

C••••••••• R••••• T••••••

Advisor at P•••••• C••••••••• I••

SPRINGFIELD, MO

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Search this name across graphsid dfx:ria:02436917-6262-67b1-f2f9-50522a1fa5a8

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jun 29, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C••••••••• I••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Mar 9, 1998earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 8derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C••••••••• I••	Institutional manager	Dec 15, 2017	n/a	yes	SPRINGFIELD, MO	Current employment
P•••••• C••••••••• I••	Institutional manager	Jun 29, 2005	Jun 2, 2016	no	OZARK, MO\|SPRINGFIELD, MO

Relationships

Registered with (1)

→ P•••••• C••••••••• I••Registered adviserregistration: previous registration
Jun 29, 2005 to Jun 2, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02436917-6262-67b1-f2f9-50522a1fa5a8
First observed: Jun 29, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.