DFX Intelligence

R•••••• S••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner17 years in industry

R•••••• S••• L••

Advisor at A••••• W••••• A••••••• L••

NEW YORK, NY

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Search this name across graphsid dfx:ria:0243b332-c70f-5ed2-baf4-8dd5c859a1ca

Data as of Sep 16, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:07 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 1
On other graphs: 0
Observed: Jul 1, 2009 to Sep 16, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 1, 2009earliest registration or exam on IAPD
Years in industry: 17derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Current registrations: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• W••••• A••••••• L••	State registered	Mar 10, 2026	n/a	yes	NEW YORK, NY	Current employment

Relationships

Registered with (1)

→ A••••• W••••• A••••••• L••Registered adviserregistration: current employment
Mar 10, 2026 to presentfactForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Show 1 bookkeeping events

Occurred
Aug 15, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0243b332-c70f-5ed2-baf4-8dd5c859a1ca
First observed: Jul 1, 2009
Last observed: Sep 16, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.