DFX Intelligence

F•••• E••••• L••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

F•••• E••••• L••

Advisor at L•• F•••••••• L••

BAKERSFIELD, CA

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Search this name across graphsid dfx:ria:02509f5d-5f97-228b-8755-f8f7260ee785

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:23 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 8, 2024 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	May 1, 2025	n/a	yes	BAKERSFIELD, CA	Current employment
S•• I••••••••• A•••••••• I•••	Former SEC adviser	Jul 10, 2024	May 1, 2025	no	SAN DIEGO, CA\|Bakersfield, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• I••••••••• A•••••••• I•••	L•• F•••••••• L••	May 1, 2025	May 1, 2025	0	Bulk transfer	Ibd to ibd
N••••••••• M••••• I••••••••• S•••••••••	S•• I••••••••• A•••••••• I•••	Jun 21, 2024	Jul 10, 2024

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
May 1, 2025 to presentfactForm ADV
→ S•• I••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 10, 2024 to May 1, 2025factForm ADV
→ N••••••••• M••••• I••••••••• S•••••••••Registered adviserregistration: previous registration
Feb 8, 2024 to Jun 21, 2024factForm ADV

Dated events

Occurred
Jun 21, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02509f5d-5f97-228b-8755-f8f7260ee785
First observed: Feb 8, 2024
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.