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Advisor at LCI ADVISORS
PORT CHARLOTTE, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LCI ADVISORS | State registered | Jul 13, 2005 | n/a | yes | PORT CHARLOTTE, FL | Current employment |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | National bd RIA | Jun 15, 2001 | Jun 24, 2005 | no | ST. LOUIS, MO | Previous registration |
| STIFEL INDEPENDENT ADVISORS, LLC | Bd affiliated wealth | Dec 30, 1999 | Jun 24, 2005 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| STIFEL INDEPENDENT ADVISORS, LLC | STIFEL, NICOLAUS & COMPANY, INCORPORATED | Jun 24, 2005 | Jun 15, 2001 | -1,470 | Firm change after gap | Other |
| STIFEL, NICOLAUS & COMPANY, INCORPORATED | LCI ADVISORS | Jun 24, 2005 | Jul 13, 2005 | 19 | Firm change | Ibd to state RIA |