DFX Intelligence

G••••••• P•••••• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor33 years in industry

G••••••• P•••••• C••••

Advisor at A•••••••• W••••• C••••••••• L••

STATE COLLEGE, PA | LEMONT, PA

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Search this name across graphsid dfx:ria:02551e4b-a410-f4ff-de08-1933f4693215

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 0
On other graphs: 0
Observed: Jun 21, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••••• W••••• C••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jul 12, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••••• W••••• C••••••••• L••	Independent wealth	Aug 3, 2022	n/a	yes	STATE COLLEGE, PA	Current employment
A•••• I••••••••• P•••••••• L••	Independent wealth	Oct 8, 2021	n/a	yes	LEMONT, PA	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••••••••• L••	I••••••••• R••••••• P•••••••	Nov 19, 2021	Jul 17, 2019	-856	Firm change after gap	Other
A•••••••• W••••• C••••••••• L••	C•••••• I••••••••• L••	Jan 8, 2019	Jan 14, 2019

Relationships

Registered with (4)

→ A•••••••• W••••• C••••••••• L••Registered adviserregistration: previous registration
Jun 21, 2017 to Jan 8, 2019factForm ADV
→ A•••• I••••••••• P•••••••• L••Registered adviserregistration: current employment
Oct 8, 2021 to presentfactForm ADV
→ I••••••••• R••••••• P•••••••Registered adviserregistration: current employment
Jul 17, 2019 to presentfactForm ADV
→ C•••••• I••••••••• L••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02551e4b-a410-f4ff-de08-1933f4693215
First observed: Jun 21, 2017
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.