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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

Michelle Sedlacek

Advisor at CHARLES SCHWAB & CO., INC.

Edina, MN

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Search this name across graphsid dfx:ria:02602a14-2392-d4da-dd2c-31e3e3955545

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 10:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Jun 27, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CHARLES SCHWAB & CO., INC.
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 9, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S66
First exam: Sep 9, 2013
First registration: Jun 27, 2016
Dual registered: yes, broker-dealer
Other names: MICHELLE LEE KOEPKE|Michelle L. Sedlacek|Michelle Sedlacek|Michelle Lee Sedlacek
IAPD individual key: 6150168

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 28, 2022	n/a	yes	Edina, MN	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 27, 2021	Dec 22, 2021	no	FORT MILL, SC\|Shawnee Mission, KS\|Maple Grove, MN	Previous registration
WADDELL & REED	Former SEC adviser	May 17, 2019	Aug 4, 2021	no	Maple Grove, MN\|OVERLAND PARK, KS\|OVERLAND PARK, KS	Previous registration
INTELLICENTS INVESTMENT SOLUTIONS INC	Mixed wealth	Aug 2, 2018	May 6, 2019	no	Eden Praire, MN\|ALBERT LEA, MN	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 20, 2017	Aug 2, 2018	no	Edina, MN\|Woodbury, MN	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Jun 27, 2016	Dec 27, 2016	no	MINNEAPOLIS, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	CHARLES SCHWAB & CO., INC.	Dec 22, 2021	Sep 28, 2022	280	Firm change	Ibd to ibd
WADDELL & REED	LPL FINANCIAL LLC	Aug 4, 2021	Jul 27, 2021	-8	Firm change	Ibd to ibd
INTELLICENTS INVESTMENT SOLUTIONS INC	WADDELL & REED	May 6, 2019	May 17, 2019	11	Firm change	Other
CHARLES SCHWAB & CO., INC.	INTELLICENTS INVESTMENT SOLUTIONS INC	Aug 2, 2018	Aug 2, 2018	0	Firm change	Other
UBS FINANCIAL SERVICES INC.	CHARLES SCHWAB & CO., INC.	Dec 27, 2016	Jan 20, 2017	24	Firm change	Wirehouse to ibd

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
866:6413:KS:2021-08-04	Aug 4, 2021	Jul 27, 2021	OVERLAND PARK, KS	Firm change

Relationships

Registered with (5)

→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 20, 2017 to Aug 2, 2018factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Jul 27, 2021 to Dec 22, 2021factForm ADV
→ WADDELL & REEDRegistered adviserregistration: previous registration
May 17, 2019 to Aug 4, 2021factForm ADV
→ INTELLICENTS INVESTMENT SOLUTIONS INCRegistered adviserregistration: previous registration
Aug 2, 2018 to May 6, 2019factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Jun 27, 2016 to Dec 27, 2016factForm ADV

Dated events

No dated event names this entity yet.