DFX Intelligence

W•••••• R•••••• G•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

W•••••• R•••••• G•••••

Advisor at S••••••• S••••••••• L•••••

DALLAS, TX

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Search this name across graphsid dfx:ria:02639682-fdd7-6912-0f6f-d26d58862ce6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 12:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jun 9, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• S••••••••• L•••••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jul 10, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jun 3, 2026	n/a	yes	DALLAS, TX	Current employment
S••••••• S••••••••• L•••••	State registered	Mar 3, 2011	n/a	yes	DALLAS, TX	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•• I•••••••• S•••••••• L••	S••••••• S••••••••• L•••••	Jun 4, 2026	Jul 20, 2004	-7,989	Firm change after gap	Ibd to state RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
10409:115318:TX:2026-06-04	Jun 4, 2026	Jul 20, 2004	DALLAS, TX	Firm change after gap

Relationships

Registered with (3)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jun 3, 2026 to presentfactForm ADV
→ S••••••• S••••••••• L•••••Registered adviserregistration: previous registration
Jul 20, 2004 to Dec 31, 2006factForm ADV
→ M•• I•••••••• S•••••••• L••Registered adviserregistration: previous registration
Jun 9, 2004 to Jun 4, 2026factForm ADV

Dated events

Occurred
Jun 4, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02639682-fdd7-6912-0f6f-d26d58862ce6
First observed: Jun 9, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.