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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)34 years in industry

BRIAN HENRY HENSEN

Advisor at CETERA INVESTMENT ADVISERS LLC

Fort Myers, FL | MADISON, WI

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Search this name across graphsid dfx:ria:026c8080-afa8-e472-302f-c5e11697071e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:02 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Nov 19, 1992 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Consultant
Exams: S63
First exam: Oct 13, 1992
First registration: Nov 19, 1992
Dual registered: yes, broker-dealer
Other names: BRIAN H HENSEN
IAPD individual key: 2275260

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Aug 10, 2023	n/a	yes	MADISON, WI\|Fort Myers, FL	Current employment
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Jul 26, 2007	Aug 10, 2023	no	MADISON, WI\|MADISON, WI\|ST. PAUL, MN	Previous registration
CRI SECURITIES, LLC	Former SEC adviser	Nov 7, 2003	Oct 18, 2021	no	MADISON, WI\|MADISON, WI	Previous registration
MARATHON ADVISORS, INC	n/a	Nov 19, 1992	Dec 31, 2007	no	MADISON, WI\|MADISON, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SECURIAN FINANCIAL SERVICES, INC.	CETERA INVESTMENT ADVISERS LLC	Aug 10, 2023	Aug 10, 2023	0	Bulk transfer	RIA to ibd
CRI SECURITIES, LLC	SECURIAN FINANCIAL SERVICES, INC.	Oct 18, 2021	Jul 26, 2007	-5,198	Bulk transfer	Other
MARATHON ADVISORS, INC	CRI SECURITIES, LLC	Dec 31, 2007	Nov 7, 2003	-1,515	Firm change after gap	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Aug 10, 2023 to presentfactForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Jul 26, 2007 to Aug 10, 2023factForm ADV
→ CRI SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 7, 2003 to Oct 18, 2021factForm ADV
→ MARATHON ADVISORS, INCRegistered adviserregistration: previous registration
Nov 19, 1992 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.