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Advisor at WELLS FARGO ADVISORS
ATLANTA, GA | DULUTH, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Jul 11, 2011 | n/a | yes | ATLANTA, GA|DULUTH, GA | Current employment |
| OPPENHEIMER & CO. INC. | Bd affiliated wealth | Mar 17, 2011 | Jun 13, 2011 | no | ATLANTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 22, 2010 | Mar 28, 2011 | no | ATLANTA, GA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | May 13, 2010 | no | Atlanta, GA | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 9, 2004 | Jun 1, 2009 | no | ATLANTA, GA|ATLANTA, GA | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Jun 30, 2003 | Jan 28, 2004 | no | ATLANTA, GA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OPPENHEIMER & CO. INC. | WELLS FARGO ADVISORS | Jun 13, 2011 | Jul 11, 2011 | 28 | Firm change | Other |
| UBS FINANCIAL SERVICES INC. | OPPENHEIMER & CO. INC. | Mar 28, 2011 | Mar 17, 2011 | -11 | Firm change | Other |
| MORGAN STANLEY | UBS FINANCIAL SERVICES INC. | May 13, 2010 | Apr 22, 2010 | -21 | Firm change | Wirehouse to wirehouse |
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| UBS FINANCIAL SERVICES INC. | CITIGROUP GLOBAL MARKETS INC. | Jan 28, 2004 | Jan 9, 2004 | -19 | Firm change | Other |