DFX Intelligence

M•••••• J••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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M•••••• J••• S••••••

Advisor · Advisor at O•••• W•••••• I•••Certified Financial Plannerdual registered (broker-dealer)16 years in industry· ••• Locked

As of 2026-09-25 · this record's last observation

Relationships: 4
Dated events: 1
Observed: May 10, 2010 to Sep 25, 2026

As of 2026-09-25 · this record's last observation

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Search this name across graphs

Data as of Sep 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 26, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: May 7, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Aug 28, 2026	n/a	yes	APPLETON, WI\|GREEN BAY, WI\|PESHTIGO, WI	Current employment
L•• F•••••••• L••	Bd affiliated wealth	Mar 24, 2021	Sep 24, 2026	no	APPLETON, WI\|PESHTIGO, WI\|SEYMOUR, WI\|KAUKAUNA, WI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	O•••• W•••••• I•••	Sep 24, 2026	Aug 28, 2026	-27	Firm change	Ibd to ibd
B•• H••••• F•••••••• A•••••••• I••	L•• F•••••••• L••	Mar 24, 2021	Mar 24, 2021

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Aug 28, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Mar 24, 2021 to Sep 24, 2026factForm ADV
→ B•• H••••• F•••••••• A•••••••• I••Registered adviserregistration: previous registration
Nov 12, 2013 to Mar 24, 2021factForm ADV
→ E••••• J••••

Dated events

Order

Occurred
24 Sep 2026
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: May 10, 2010
Last observed: Sep 25, 2026 26 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.