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Reading the graph
Advisor at MORGAN STANLEY
Carlsbad, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | n/a | yes | Carlsbad, CA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Oct 3, 2008 | Jun 1, 2009 | no | LAS VEGAS, NV | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Apr 2, 2007 | Oct 8, 2008 | no | LAS VEGAS, NV | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Sep 24, 2002 | Apr 2, 2007 | no | LAS VEGAS, NV|LAS VEGAS, NV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |
| MORGAN STANLEY & CO. LLC | CITIGROUP GLOBAL MARKETS INC. | Oct 8, 2008 | Oct 3, 2008 | -5 | Firm change | Other |
| MORGAN STANLEY DW INC. | MORGAN STANLEY & CO. LLC | Apr 2, 2007 | Apr 2, 2007 | 0 | Bulk transfer | Other |