DFX Intelligence

V••••••• C•••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

V••••••• C•••••• L••

CRD 167242

NEW YORK, NY

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Search this name across graphsid dfx:ria:02840c5b-f20f-92bf-52dc-1723802890fc

Data as of Jun 17, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 16
Dated events: 1
On other graphs: 3
Observed: May 3, 2013 to Jun 17, 2026
26 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

V••••••• C•••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

V••••••• C•••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

V••••••• C•••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $471M••• Locked
Discretionary RAUM: $471M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 6

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
V••••••• A•••••••• M••••• I••••••••• L•••	Private Equity Fund	$115M	Jun 18, 2024	2	May 3, 2013	reported	n/a
V••••••• F••• I••••••••• L•••	Private Equity Fund	$101M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••• S•••• F••••••	MANAGING MEMBER / PRINCIPAL / CHIEF COMPLIANCE OFFICER	E	yes	07/2008	May 3, 2013	Jun 18, 2024
Q•••••• A•••• G••••	Principal	Na	yes	07/2008	May 3, 2013	Jun 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
V••••••• C•••••• G•• L••	n/a	State registered	$14.4M	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
CORAL GABLES	FL	United States	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$471M	$439M	7.1%	$354M	10.0%	6	6	1	1

Relationships

Affiliated with (1)

→ V••••••• C•••••• G•• L••Registered adviserother investment adviser, pooled vehicle sponsor, common control
factForm ADV

Advises (13)

→ V••••••• A••••••••• F•••• L•Private fundVenture Capital Fund, IA
Mar 26, 2019 to presentfactForm ADV
→ V••••••• H•• I••• L•Private fundPrivate Equity Fund, IA
Mar 28, 2024 to presentfactForm ADV
→

Dated events

Occurred
May 3, 2013
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02840c5b-f20f-92bf-52dc-1723802890fc
First observed: May 3, 2013
Last observed: Jun 17, 2026 3 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.