DFX Intelligence

M•••••• P••• A•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

M•••••• P••• A•••••••

Advisor at F••• C•••••• M•••••••••

ST. CHARLES, MO | St. Louis, MO

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02937f8a-5c1a-f483-ca93-c547c2d35200

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:48 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 11, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Oct 9, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• C•••••• M•••••••••	Independent wealth	Sep 1, 2021	n/a	yes	ST. CHARLES, MO\|St. Louis, MO	Current employment
C••••• • A••••••••• I•••	Independent wealth	Jul 8, 2016	Sep 1, 2021	no	Saint Charles, MO\|St Louis, MO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••• • A••••••••• I•••	F••• C•••••• M•••••••••	Sep 1, 2021	Sep 1, 2021	0	Firm change	RIA to new firm
V•• A••••••• S•••••••	C••••• • A••••••••• I•••	Jul 8, 2016	Jul 8, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
20999:315100:MO:2021-08-25	Sep 1, 2021	Sep 1, 2021	ST LOUIS, MO	Firm change
14503:20999:IL:2016-07-08	Jul 8, 2016	Jul 8, 2016	WORDEN, IL	Firm change

Relationships

Registered with (6)

→ F••• C•••••• M•••••••••Registered adviserregistration: current employment
Sep 1, 2021 to presentfactForm ADV
→ C••••• • A••••••••• I•••Registered adviserregistration: previous registration
Jul 8, 2016 to Sep 1, 2021factForm ADV
→ V•• A••••••• S•••••••Registered adviserregistration: previous registration
Jan 18, 2013 to Jul 8, 2016factForm ADV
→ P•••••• F•••••••• P•••••••• L••Registered adviser

Dated events

Occurred
Jun 2, 2026
Advisor owns new adviser
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02937f8a-5c1a-f483-ca93-c547c2d35200
First observed: May 11, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.