DFX Intelligence

B•••• P•••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst34 years in industry

B•••• P•••••• C••••••

Advisor at C•• W••••• M••••••••• L••

GREENLAND, NH | PORTSMOUTH, NH

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Search this name across graphsid dfx:ria:0296a7fd-e651-20c7-4676-f2f65bd307d6

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:25 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Mar 21, 2001 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•• W••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Dec 18, 1991earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•• W••••• M••••••••• L••	Independent wealth	May 14, 2009	n/a	yes	PORTSMOUTH, NH\|GREENLAND, NH	Current employment
C••••••• M••••••••• A•••••••• I•••	n/a	Apr 1, 2003	Sep 2, 2004	no	PORTSMOUTH, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••• M••••••••• A•••••••• I•••	C•• W••••• M••••••••• L••	Sep 2, 2004	May 14, 2009	1,715	Firm change after gap	Other
F•••• I••••••••• A••••••• I•••	C••••••• M••••••••• A•••••••• I•••	Apr 1, 2003	Apr 1, 2003

Relationships

Registered with (3)

→ C•• W••••• M••••••••• L••Registered adviserregistration: current employment
May 14, 2009 to presentfactForm ADV
→ C••••••• M••••••••• A•••••••• I•••Registered adviserregistration: previous registration
Apr 1, 2003 to Sep 2, 2004factForm ADV
→ F•••• I••••••••• A••••••• I•••Registered adviserregistration: previous registration
Mar 21, 2001 to Apr 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:0296a7fd-e651-20c7-4676-f2f65bd307d6
First observed: Mar 21, 2001
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.