DFX Intelligence

D••••• N••••• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor29 years in industry

D••••• N••••• B••••

Advisor at D•••••• W••••• P•••••••• L••

CINCINNATI, OH | Southport, CT

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:01 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jul 21, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D•••••• W••••• P•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 29, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D•••••• W••••• P•••••••• L••	Independent wealth	Apr 30, 2024	n/a	yes	Southport, CT\|CINCINNATI, OH	Current employment
W•••• F•••• A•••••••	Wirehouse	Jan 29, 2016	May 8, 2024	no	WESTPORT, CT	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••• F•••• A•••••••	D•••••• W••••• P•••••••• L••	May 8, 2024	Apr 30, 2024	-8	Firm change	Wirehouse to RIA
M••••• S••••••	W•••• F•••• A•••••••	Feb 3, 2016	Jan 29, 2016

Team moves

••• Locked

Team	Left	Joined	From	Kind
19616:320878:CT:2024-05-08	May 8, 2024	Apr 30, 2024	WESTPORT, CT	Firm change
149777:19616:CT:2016-02-03	Feb 3, 2016	Jan 29, 2016	WESTPORT, CT	Firm change

Relationships

Registered with (4)

→ D•••••• W••••• P•••••••• L••Registered adviserregistration: current employment
Apr 30, 2024 to presentfactForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jan 29, 2016 to May 8, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Oct 16, 2009 to Feb 3, 2016factForm ADV
→ U•• F•••••••• S••••••• I•••

Dated events

Order

Occurred
8 May 2024
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 21, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.