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Advisor at AVAII WEALTH MANAGEMENT, LLC
APPLETON, WI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AVAII WEALTH MANAGEMENT, LLC | Independent wealth | Jul 2, 2025 | n/a | yes | APPLETON, WI | Current employment |
| KOM WEALTH MANAGEMENT GROUP, LLC | Independent wealth | Mar 29, 2017 | Jul 1, 2025 | no | APPLETON, WI | Previous registration |
| KOM WEALTH MANAGEMENT GROUP, LLC | Independent wealth | Feb 15, 2007 | Dec 31, 2016 | no | APPLETON, WI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| KOM WEALTH MANAGEMENT GROUP, LLC | AVAII WEALTH MANAGEMENT, LLC | Jul 1, 2025 | Jul 2, 2025 | 1 | Firm change | RIA to RIA |