DFX Intelligence

S••• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

S••• C••••••• L••

CRD 298213

CINCINNATI, OH

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Search this name across graphsid dfx:ria:02a59ac7-f709-736d-7c86-a86be6ad8b1c

Data as of Apr 1, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:27 PM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 7
On other graphs: 1
Observed: Jul 11, 2022 to Apr 1, 2026
7 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Independent Sponsorsidentity

S••• C••••••• L••

Capital provider to sponsors · key crd, key sfn adviser, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $245M••• Locked
Discretionary RAUM: $245M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 9

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
S••• C•••••• Q• F••• I•• L•	Other Private Fund	$85.6M	Apr 1, 2026	50	Jul 11, 2022	reported	021-441211
S••• C•••••• Q• F••• V• L•	Other Private Fund	$83.5M	Apr 1, 2026

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••• R•••••• S•••••••	MANAGER, MEMBER AND PRESIDENT	E	yes	04/2018	Jul 11, 2022	Mar 20, 2024
C•••• T••••• A••	CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER	Na	yes	06/2018	Jul 11, 2022	Mar 20, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S• G• I••• L••	n/a	n/a	n/a	N	yes	n/a
S• G• I•••••• L••	n/a	n/a	n/a	N	yes	n/a

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 1, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$245M	$183M	33.5%	$177M	11.4%	9	9	6	6

Relationships

Advises (9)

→ S••• C•••••• F••• I•••••• L•Private fundOther Private Fund, IA
Jun 5, 2020 to presentfactForm ADV
→ S••• C•••••• F••• V• L•Private fundOther Private Fund, IA
Apr 1, 2026 to presentfactForm ADV
→ S••• A••••••••• I••Private fundOther Private Fund, IA
Mar 20, 2024 to presentfactForm ADV
→ S••• C•••••• Q• F••• I•••••• L•

Dated events

2 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Apr 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$83.5M
Occurred
Apr 1, 2026
Private fund first reported
••• Locked
Form ADVobserved today
$18.3M
Occurred
Mar 20, 2024
Control person joined
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02a59ac7-f709-736d-7c86-a86be6ad8b1c
First observed: Jul 11, 2022
Last observed: Apr 1, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.