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RIA / WealthRegistered adviserformer SEC adviserleft the SEC rosterRAUM 1b 10b

RIVULET CAPITAL, LLC

CRD 163597

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02b4c825-d9d3-1870-167f-db4dab48313e

Data as of Jul 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 6
On other graphs: 0
Observed: Mar 1, 2013 to Jul 31, 2025
26 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.8BItem 5.F on the latest filing (2025-07-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.8B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 11
Advisory employees: 8
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 5
Private funds: 3Schedule D 7.B(1)
Custody, client assets: $1.8B
SEC number: 801-77719
CIK: 1566691
CRD: 163597
Filings on the tape: 26
First filed: Mar 1, 2013
Latest filed: Jul 31, 2025
Organised: Limited Liability Company, DE
Website: rivuletcap.com

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
RIVULET CAPITAL MASTER FUND, LTD.	Hedge Fund	$3.4B	Mar 15, 2024	259	May 15, 2012	reported	021-178518
RIVULET OPPORTUNITY FUND, LLC	Hedge Fund	$53.2M	Mar 15, 2024	13	Jun 25, 2021	reported	021-403793

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HERMAN, JOSEPH, WALTER	CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER	Na	yes	05/2012	Mar 1, 2013	Mar 15, 2024
KUNTZ, JOSHUA, ARI	Member	D	yes	01/2024	Mar 1, 2013	Mar 15, 2024
KUNTZ, JOSHUA, ARI	LIMITED PARTNER	C	yes	01/2024	Mar 1, 2013	Mar 15, 2024
KUNTZ, JOSHUA, ARI	MANAGING PARTNER	Na	yes	05/2012	Mar 1, 2013	Mar 15, 2024
LEBOVITS, BARRY, MICHAEL	Member	D	yes	01/2024	Mar 1, 2013	Mar 15, 2024
LEBOVITS, BARRY, MICHAEL	LIMITED PARTNER	C	yes	01/2024	Mar 1, 2013	Mar 15, 2024
LEBOVITS, BARRY, MICHAEL	MANAGING PARTNER	Na	yes	05/2012	Mar 1, 2013	Mar 15, 2024
RIVULET CAPITAL HOLDINGS GP LLC	GENERAL PARTNER	F	yes	01/2024	Mar 15, 2024	Mar 15, 2024
RIVULET CAPITAL HOLDINGS, LP	MANAGING MEMBER	E	yes	01/2024	Mar 15, 2024	Mar 15, 2024
SHEN, WEN-TING	CHIEF FINANCIAL OFFICER	Na	yes	01/2020	Mar 11, 2020	Mar 15, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
RIVULET CAPITAL GP, LLC	n/a	n/a	n/a	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
NEW YORK	NY	United States	10	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2024	Mar 18, 2025	$1.8B	$1.8B	11	8	1	2	n/a
2023	Mar 15, 2024	$3.4B	$3.4B	10	7	1	2	$3.4B
2022	Mar 2, 2023	$3.3B	$3.3B	10	7	1	2	$3.3B
2021	Mar 8, 2022	$4.0B	$4.0B	10	7	1	2	$3.9B
2020	Mar 11, 2021	$3.9B	$3.9B	10	7	0	1	$3.8B
2019	Mar 11, 2020	$3.4B	$3.4B	10	7	0	1	$3.3B
2018	Feb 26, 2019	$2.7B	$2.7B	10	7	1	1	$2.6B
2017	Mar 14, 2018	$2.2B	$2.2B	9	6	1	1	$2.1B
2016	Mar 10, 2017	$1.1B	$1.1B	9	6	n/a	1	$982M
2015	Mar 22, 2016	$498M	$498M	7	5	n/a	1	$434M
2014	Mar 30, 2015	$253M	$253M	7	5	n/a	1	$253M
2013	Mar 28, 2014	$222M	$222M	6	5	n/a	1	$222M

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2024	$1.8B	$3.4B	-46.4%	$4.0B	-22.6%	11	10	1	1

Relationships

Advises (2)

→ RIVULET CAPITAL MASTER FUND, LTD.Private fundHedge Fund, IA
May 15, 2012 to presentfactForm ADV
→ RIVULET OPPORTUNITY FUND, LLCPrivate fundHedge Fund, IA
Jun 25, 2021 to presentfactForm ADV

Controls (6)

← LEBOVITS, BARRY, MICHAELOwnerMEMBER, ownership code D, individual
Mar 1, 2013 to Mar 15, 2024factForm ADV
← SHEN, WEN-TINGOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 11, 2020 to Mar 15, 2024factForm ADV
← HERMAN, JOSEPH, WALTEROwnerCHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER, ownership code NA, individual
Mar 1, 2013 to Mar 15, 2024factForm ADV
← KUNTZ, JOSHUA, ARIOwnerMEMBER, ownership code D, individual
Mar 1, 2013 to Mar 15, 2024factForm ADV
← RIVULET CAPITAL HOLDINGS GP LLCOwnerGENERAL PARTNER, ownership code F, domestic entity
Mar 15, 2024 to Mar 15, 2024factForm ADV
← RIVULET CAPITAL HOLDINGS, LPOwnerMANAGING MEMBER, ownership code E, domestic entity
Mar 15, 2024 to Mar 15, 2024factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 18, 2025
Regulatory AUM changed
Rivulet Capital, Llc reported RAUM $1.8B, down 46% from $3.4B (2024-03-15 to 2025-03-18)
Form ADVobserved 6 days ago
$-1.6B
Occurred
Mar 11, 2020
Regulatory AUM changed
Rivulet Capital, Llc reported RAUM $3.4B, up 26% from $2.7B (2019-02-26 to 2020-03-11)
Form ADVobserved 6 days ago
$705M
Occurred
Mar 11, 2020
Control person joined
Wen-Ting Shen (Chief Financial Officer) appeared on Schedule A of Rivulet Capital, Llc
Form ADVobserved 6 days ago
Occurred
Mar 14, 2018
Regulatory AUM changed
Rivulet Capital, Llc reported RAUM $2.2B, up 111% from $1.1B (2018-01-02 to 2018-03-14)
Form ADVobserved 6 days ago
$1.2B
Occurred
Mar 1, 2013
First Form ADV filing
Rivulet Capital, Llc filed its initial SEC registration (Form ADV)
Form ADVobserved 6 days ago

Show 1 bookkeeping events

Occurred
Jan 2, 2026
Rivulet Capital, Llc no longer on the SEC adviser roster (last listed 2025-12-20, RAUM $1.8B)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02b4c825-d9d3-1870-167f-db4dab48313e
First observed: Mar 1, 2013
Last observed: Jul 31, 2025 13 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

RIVULET CAPITAL, LLC

CRD 163597

SUMMIT, NJ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:02b4c825-d9d3-1870-167f-db4dab48313e

Data as of Jul 31, 2025 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:13 AM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

RIVULET CAPITAL MASTER FUND, LTD.

Hedge Fund

$3.4B

Mar 15, 2024

259

May 15, 2012

reported

021-178518

RIVULET OPPORTUNITY FUND, LLC

Hedge Fund

$53.2M

Mar 15, 2024

Jun 25, 2021

reported

021-403793

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HERMAN, JOSEPH, WALTER

CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER

yes

05/2012

Mar 1, 2013

Mar 15, 2024

KUNTZ, JOSHUA, ARI

Member

yes

01/2024

Mar 1, 2013

Mar 15, 2024

KUNTZ, JOSHUA, ARI

LIMITED PARTNER

yes

01/2024

Mar 1, 2013

Mar 15, 2024

KUNTZ, JOSHUA, ARI

MANAGING PARTNER

yes

05/2012

Mar 1, 2013

Mar 15, 2024

LEBOVITS, BARRY, MICHAEL

Member

yes

01/2024

Mar 1, 2013

Mar 15, 2024

LEBOVITS, BARRY, MICHAEL

LIMITED PARTNER

yes

01/2024

Mar 1, 2013

Mar 15, 2024

LEBOVITS, BARRY, MICHAEL

MANAGING PARTNER

yes

05/2012

Mar 1, 2013

Mar 15, 2024

RIVULET CAPITAL HOLDINGS GP LLC

GENERAL PARTNER

yes

01/2024

Mar 15, 2024

RIVULET CAPITAL HOLDINGS, LP

MANAGING MEMBER

yes

01/2024

Mar 15, 2024

SHEN, WEN-TING

CHIEF FINANCIAL OFFICER

yes

01/2020

Mar 11, 2020

Mar 15, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

RIVULET CAPITAL GP, LLC

n/a

yes

n/a

City

State

Country

Employees

Also broker-dealer

NEW YORK

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2024

Mar 18, 2025

$1.8B

n/a

2023

Mar 15, 2024

$3.4B

2022

Mar 2, 2023

$3.3B

2021

Mar 8, 2022

$4.0B

$3.9B

2020

Mar 11, 2021

$3.9B

$3.8B

2019

Mar 11, 2020

$3.4B

$3.3B

2018

Feb 26, 2019

$2.7B

$2.6B

2017

Mar 14, 2018

$2.2B

$2.1B

2016

Mar 10, 2017

$1.1B

n/a

$982M

2015

Mar 22, 2016

$498M

n/a

$434M

2014

Mar 30, 2015

$253M

n/a

$253M

2013

Mar 28, 2014

$222M

n/a

$222M

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2024

$1.8B

$3.4B

-46.4%

$4.0B

-22.6%