DFX Intelligence

J••••• A••••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)13 years in industry

J••••• A••••• P•••••

Advisor at G••••• W••••• M••••••••• I•••

FREDERICKSBURG, TX | ROCKPORT, TX

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Search this name across graphsid dfx:ria:02c1174d-3c91-fa31-8cbb-92390bb88dc4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:00 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 6, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: G••••• W••••• M••••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 13, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
G••••• W••••• M••••••••• I•••	Bd affiliated wealth	May 29, 2025	n/a	yes	ROCKPORT, TX\|FREDERICKSBURG, TX	Current employment
P••••• C•••••• M••••••••• I•••	n/a	May 6, 2015	Jun 30, 2025	no	SOUTH LAKE, TX\|ROCKPORT, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P••••• C•••••• M••••••••• I•••	G••••• W••••• M••••••••• I•••	Jun 30, 2025	May 29, 2025	-32	Firm change after gap	Other

Team moves

••• Locked

Team	Left	Joined	From	Kind
114363:120894:TX:2025-06-30	Jun 30, 2025	May 29, 2025	ROCKPORT, TX	Firm change after gap

Relationships

Registered with (2)

→ G••••• W••••• M••••••••• I•••Registered adviserregistration: current employment
May 29, 2025 to presentfactForm ADV
→ P••••• C•••••• M••••••••• I•••Registered adviserregistration: previous registration
May 6, 2015 to Jun 30, 2025factForm ADV

Dated events

Occurred
Jun 30, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02c1174d-3c91-fa31-8cbb-92390bb88dc4
First observed: May 6, 2015
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.