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RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

JUSTIN BUDDY ARCE

Advisor at LPL FINANCIAL LLC

RANCHO CUCAMONGA, CA

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Search this name across graphsid dfx:ria:02c131c3-b6a5-c2e3-5143-968cfd7752b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 9:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Feb 2, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 29, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 29, 2010
First registration: Feb 2, 2015
Dual registered: yes, broker-dealer
IAPD individual key: 5785290

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Mar 18, 2024	n/a	yes	RANCHO CUCAMONGA, CA	Current employment
OSAIC WEALTH, INC.	Bd affiliated wealth	Nov 19, 2020	Mar 21, 2024	no	LOS ANGELES, CA	Previous registration
NWF ADVISORY SERVICES INC	Independent wealth	Feb 24, 2018	Apr 16, 2024	no	Los Angeles, CA\|LOS ANGELES, CA	Previous registration
FORESTERS ADVISORY SERVICES, LLC	Former SEC adviser	Feb 2, 2015	Feb 22, 2018	no	PASADENA, CA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NWF ADVISORY SERVICES INC	OSAIC WEALTH, INC.	Apr 16, 2024	Nov 19, 2020	-1,244	Firm change after gap	RIA to ibd
OSAIC WEALTH, INC.	LPL FINANCIAL LLC	Mar 21, 2024	Mar 18, 2024	-3	Firm change	Ibd to ibd
FORESTERS ADVISORY SERVICES, LLC	NWF ADVISORY SERVICES INC	Feb 22, 2018	Feb 24, 2018	2	Firm change	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Mar 18, 2024 to presentfactForm ADV
→ NWF ADVISORY SERVICES INCRegistered adviserregistration: previous registration
Feb 24, 2018 to Apr 16, 2024factForm ADV
→ OSAIC WEALTH, INC.Registered adviserregistration: previous registration
Nov 19, 2020 to Mar 21, 2024factForm ADV
→ FORESTERS ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Feb 2, 2015 to Feb 22, 2018factForm ADV

Dated events

Occurred
Apr 16, 2024
Advisor changed firm
Justin Buddy Arce left Nwf Advisory Services Inc for Osaic Wealth, Inc. (registered 2020-11-19)
Form ADVobserved 5 days ago
Occurred
Mar 21, 2024
Advisor changed firm
Justin Buddy Arce left Osaic Wealth, Inc. for Lpl Financial Llc (registered 2024-03-18)
Form ADVobserved 5 days ago