DFX Intelligence

K•••• A••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)38 years in industry

K•••• A••• M••••••••

Advisor at A•••••• R••••••• C••••••

DALLAS, TX | Bixby, OK

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Search this name across graphsid dfx:ria:02c37b57-fd47-eeb9-c544-5f2d739642ef

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:39 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Oct 6, 1997 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A•••••• R••••••• C••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 16, 1987earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A•••••• R••••••• C••••••	Independent wealth	Nov 18, 2021	n/a	yes	DALLAS, TX\|Bixby, OK	Current employment
D••••••••• C••••••	Independent wealth	Feb 2, 2016	Sep 23, 2021	no	TULSA, OK	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D••••••••• C••••••	A•••••• R••••••• C••••••	Sep 23, 2021	Nov 18, 2021	56	Firm change	RIA to RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	D••••••••• C••••••	Aug 12, 2014	Feb 2, 2016

Relationships

Registered with (6)

→ A•••••• R••••••• C••••••Registered adviserregistration: current employment
Nov 18, 2021 to presentfactForm ADV
→ D••••••••• C••••••Registered adviserregistration: previous registration
Feb 2, 2016 to Sep 23, 2021factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 2, 2009 to Aug 12, 2014factForm ADV
→ R•••••• J•••• F•••••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02c37b57-fd47-eeb9-c544-5f2d739642ef
First observed: Oct 6, 1997
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.