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Advisor at CAPITAL CLIENT GROUP, INC.
New York, NY | CARMEL, IN | Brooklyn, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL CLIENT GROUP, INC. | No RAUM reported | Sep 7, 2025 | n/a | yes | CARMEL, IN|New York, NY|Brooklyn, NY | Current employment |
| ASSETMARK, INC. | Bd affiliated wealth | Apr 28, 2021 | Apr 2, 2024 | no | CONCORD, CA|St Petersburg, FL|CONCORD, CA | Previous registration |
| SPROTT ASSET MANAGEMENT USA INC. | Mixed wealth | Jul 9, 2019 | Nov 10, 2020 | no | Carlsbad, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ASSETMARK, INC. | CAPITAL CLIENT GROUP, INC. | Apr 2, 2024 | Sep 7, 2025 | 523 | Firm change after gap | Other |
| SPROTT ASSET MANAGEMENT USA INC. | ASSETMARK, INC. | Nov 10, 2020 | Apr 28, 2021 | 169 | Firm change | RIA to ibd |