DFX Intelligence
Reading the graph
Reading the graph
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Advisor at P•••••• W••••• A••••••••
FISHERS, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| P•••••• W••••• A•••••••• | State registered | Apr 18, 2022 | n/a | yes | FISHERS, IN | Current employment |
| W••••••••• A••••••• L•• | Former SEC adviser | Jan 3, 2018 | Jun 1, 2022 | no | INDIANAPOLIS, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W••••••••• A••••••• L•• | P•••••• W••••• A•••••••• | Jun 1, 2022 | Apr 18, 2022 | -44 | Firm change after gap | RIA to state RIA |
| B••••••••• S•••••••• W•••••• L•• | W••••••••• A••••••• L•• | Jun 14, 2017 | Mar 29, 2017 |
| W••••••••• A••••••• L•• | Former SEC adviser | Mar 29, 2017 | Dec 31, 2017 | no | INDIANAPOLIS, IN | Previous registration |
| B••••••••• S•••••••• W•••••• L•• | Former SEC adviser | Jun 4, 2015 | Jun 14, 2017 | no | INDIANAPOLIS, IN|ST LOUIS, MO | Previous registration |
| -77 |
| Firm change after gap |
| Other |