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Advisor at OSAIC WEALTH, INC.
PENDLETON, IN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | Bd affiliated wealth | Jan 19, 2024 | n/a | yes | PENDLETON, IN | Current employment |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Mar 1, 2019 | Jan 19, 2024 | no | PENDLETON, IN | Previous registration |
| QUESTAR ASSET MANAGEMENT, INC. | Former SEC adviser | Aug 22, 2014 | Mar 1, 2019 | no | MINNEAPOLIS, MN|PENDLETON, IN | Previous registration |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | Oct 31, 2008 | Aug 26, 2014 | no | PENDLETON, IN | Previous registration |
| AMERICAN GENERAL SECURITIES INCORPORATED | n/a | Jul 9, 2008 | Oct 31, 2008 | no | HOUSTON, TX|PENDLETON, IN|PENDLETON, IN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WOODBURY FINANCIAL SERVICES, INC. | OSAIC WEALTH, INC. | Jan 19, 2024 | Jan 19, 2024 | 0 | Bulk transfer | Ibd to ibd |
| QUESTAR ASSET MANAGEMENT, INC. | WOODBURY FINANCIAL SERVICES, INC. | Mar 1, 2019 | Mar 1, 2019 | 0 | Bulk transfer | Ibd to ibd |
| SAGEPOINT FINANCIAL, INC. | QUESTAR ASSET MANAGEMENT, INC. | Aug 26, 2014 | Aug 22, 2014 | -4 | Firm change | Other |
| AMERICAN GENERAL SECURITIES INCORPORATED | SAGEPOINT FINANCIAL, INC. | Oct 31, 2008 | Oct 31, 2008 | 0 | Bulk transfer | Other |