DFX Intelligence

T•••••• D••••• C••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T•••••• D••••• C••••••

Advisor at P•• B••••••••• L••

Mount Laurel, NJ | Princeton Junction, NJ

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Search this name across graphsid dfx:ria:02df2451-6a0e-1171-c312-053d0c9f5ead

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• B••••••••• L••
Current firm class: former SEC adviserderived
Book size: not public••• Locked
Industry start: Oct 17, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 13derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•• B••••••••• L••	Former SEC adviser	Jan 7, 2013	n/a	yes	Mount Laurel, NJ\|Princeton Junction, NJ	Current employment
C•••••••• G••••• M•••••• I•••	Bd affiliated wealth	Oct 18, 2006	Aug 14, 2008	no	TOMS RIVER, NJ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••••• G••••• M•••••• I•••	P•• B••••••••• L••	Aug 14, 2008	Jan 7, 2013	1,607	Firm change after gap	Other

Relationships

Registered with (2)

→ P•• B••••••••• L••Registered adviserregistration: current employment
Jan 7, 2013 to presentfactForm ADV
→ C•••••••• G••••• M•••••• I•••Registered adviserregistration: previous registration
Oct 18, 2006 to Aug 14, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02df2451-6a0e-1171-c312-053d0c9f5ead
First observed: Oct 18, 2006
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.