DFX Intelligence

G••••• E••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Consultantdual registered (broker-dealer)40 years in industry

G••••• E••••• A•••••

Advisor at M•••••• A••••• S••••••••• L••

BOURBONNAIS, IL | SAN DIEGO, CA

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Search this name across graphsid dfx:ria:02e1bf88-f82c-1a43-8462-d995ef6ad3c0

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: May 8, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••••• A••••• S••••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 2, 1986earliest registration or exam on IAPD
Years in industry: 40derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••••• A••••• S••••••••• L••	Bd affiliated wealth	Mar 25, 2009	n/a	yes	SAN DIEGO, CA\|BOURBONNAIS, IL	Current employment
M•••••• A••••• A•••••••• I•••	n/a	May 24, 2006	Mar 25, 2009	no	BOURBONNAIS, IL\|BOURBONNAIS, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••••• A••••• A•••••••• I•••	M•••••• A••••• S••••••••• L••	Mar 25, 2009	Mar 25, 2009	0	Bulk transfer	Other
F•••••••• P•••••••	M•••••• A••••• A•••••••• I•••	Dec 31, 2003	May 24, 2006

Relationships

Registered with (3)

→ M•••••• A••••• S••••••••• L••Registered adviserregistration: current employment
Mar 25, 2009 to presentfactForm ADV
→ M•••••• A••••• A•••••••• I•••Registered adviserregistration: previous registration
May 24, 2006 to Mar 25, 2009factForm ADV
→ F•••••••• P•••••••Registered adviserregistration: previous registration
May 8, 2000 to Dec 31, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02e1bf88-f82c-1a43-8462-d995ef6ad3c0
First observed: May 8, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.