DFX Intelligence
Reading the graph
Reading the graph
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Advisor at D•••••• C•••••• A•••••••
MANOR, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D•••••• C•••••• A••••••• | State registered | Jan 1, 2026 | n/a | yes | MANOR, TX | Current employment |
| D•••••• C•••••• A••••••• | State registered | Jun 23, 2021 | Dec 31, 2023 | no | Inglewood, CA|Manor, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| M•• I•••••••• S•••••••• L•• | D•••••• C•••••• A••••••• | Jan 5, 2021 | Jun 23, 2021 | 169 | Firm change | Ibd to state RIA |
| M••••• S•••••• | M•• I•••••••• S•••••••• L•• | Mar 5, 2020 | Sep 9, 2020 |
| M•• I•••••••• S•••••••• L•• | Bd affiliated wealth | Sep 9, 2020 | Jan 5, 2021 | no | Pasadena, CA | Previous registration |
| M••••• S•••••• | Wirehouse | Jan 28, 2019 | Mar 5, 2020 | no | Beverly Hills, CA | Previous registration |
| P••• A••••• S••••••••• L•• | Bd affiliated wealth | Aug 11, 2017 | Dec 13, 2018 | no | IRVINE, CA | Previous registration |
| W•••••• • R••• | Former SEC adviser | Oct 19, 2016 | Jun 1, 2017 | no | TORRANCE, CA | Previous registration |
| 188 |
| Firm change |
| Wirehouse to ibd |
| P••• A••••• S••••••••• L•• | M••••• S•••••• | Dec 13, 2018 | Jan 28, 2019 | 46 | Firm change | Ibd to wirehouse |
| W•••••• • R••• | P••• A••••• S••••••••• L•• | Jun 1, 2017 | Aug 11, 2017 | 71 | Firm change | Other |