DFX Intelligence

W•••• S•• W•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

W•••• S•• W•••••

Advisor at R•••••• J•••• F•••••••• S••••••• A•••••••• I••

TROY, MI | Clarkston, MI

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Search this name across graphsid dfx:ria:02e30aeb-ac6e-26f2-8de7-f6579b492b0d

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 5:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Sep 3, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R•••••• J•••• F•••••••• S••••••• A•••••••• I••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 16derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	Bd affiliated wealth	Jul 2, 2010	n/a	yes	TROY, MI\|Clarkston, MI	Current employment
S••••••••• • W••••• A••••••• C••••	n/a	Sep 3, 2010	Sep 8, 2010	no	TROY, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••••• • W••••• A••••••• C••••	n/a	Sep 8, 2010	n/a	n/a	Departure no registered destination	Departure

Relationships

Registered with (2)

→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: current employment
Jul 2, 2010 to presentfactForm ADV
→ S••••••••• • W••••• A••••••• C••••Registered adviserregistration: previous registration
Sep 3, 2010 to Sep 8, 2010factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02e30aeb-ac6e-26f2-8de7-f6579b492b0d
First observed: Sep 3, 2010
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.