DFX Intelligence

P•••• G•••••• K••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner23 years in industry

P•••• G•••••• K••••••

Advisor at H••••• • K•••••• W••••• M••••••••• L••

TUCSON, AZ

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Search this name across graphsid dfx:ria:02e55532-962b-275c-952d-eb6ad8af1ed9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 30, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• • K•••••• W••••• M••••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Jan 3, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• • K•••••• W••••• M••••••••• L••	State registered	Aug 22, 2017	n/a	yes	TUCSON, AZ	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Nov 9, 2012	Aug 2, 2017	no	TUCSON, AZ\|ORO VALLEY, AZ\|TUCSON, AZ\|MARANA, AZ\|TUCSON, AZ

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	H••••• • K•••••• W••••• M••••••••• L••	Aug 2, 2017	Aug 22, 2017	20	Firm change	Other
M••••••• A•••••••• I••	N••• F•••••••• G••••• I•••	Jun 5, 2006	Nov 9, 2012

Team moves

••• Locked

Team	Left	Joined	From	Kind
46214:288963:AZ:2017-08-02	Aug 2, 2017	Aug 22, 2017	TUCSON, AZ	Firm change

Relationships

Registered with (3)

→ H••••• • K•••••• W••••• M••••••••• L••Registered adviserregistration: current employment
Aug 22, 2017 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Nov 9, 2012 to Aug 2, 2017factForm ADV
→ M••••••• A•••••••• I••Registered adviserregistration: previous registration
Jan 30, 2003 to Jun 5, 2006factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:02e55532-962b-275c-952d-eb6ad8af1ed9
First observed: Jan 30, 2003
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.