DFX Intelligence

T•• E••••••• G•••• I••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserIndependent wealth managerSEC registeredRAUM 100m 1b

T•• E••••••• G•••• I••

CRD 106658

ANNAPOLIS, MD

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Data as of Mar 13, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:54 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 1
Observed: Mar 14, 2012 to Mar 13, 2026
22 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Family Officesidentity

E••••••• G•••• I•• •••

Family office · same CRD

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderived••• Locked
Regulatory AUM: $291M••• Locked
Discretionary RAUM: $291M
Private client RAUM: $291Mderived••• Locked
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 2
RAUM per advisor: $146Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• E••••• S••••••	Chartered Financial Analyst	ANNAPOLIS, MD	3	13	1	no
J•••• P••••••• E•••••••	n/a	ANNAPOLIS, MD	1	43

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
E•••••••• J••••• P•••••••	President	E	yes	12/1994	Mar 14, 2012	Feb 28, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$291M	$261M	11.5%	$202M	12.9%	2	2	0	0

Relationships

Registered with (2)

← J•••• P••••••• E•••••••Advisorregistration: current employment
Jan 2, 2025 to presentfactForm ADV
← D•••• E••••• S••••••Advisorregistration: current employment
Jun 30, 2023 to presentfactForm ADV

Controls (1)

← E•••••••• J••••• P•••••••OwnerPRESIDENT, ownership code E, individual
Mar 14, 2012 to Feb 28, 2024factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Mar 14, 2012
Last observed: Mar 13, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

All 15 rows

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2015	Mar 11, 2016	$118M	$117M	1	1	n/a	n/a	n/a
2014	Mar 19, 2015	$128M	$127M	1	1	n/a	n/a	n/a
2013	Mar 13, 2014	$118M	$117M	1	1	n/a	n/a	n/a
2012	Mar 8, 2013	$108M	$108M	1	1	n/a	n/a	n/a
2011	Mar 14, 2012	$101M	$101M	n/a	n/a	n/a	n/a	n/a